Çoklu dosya
securityResmi
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Review any client-facing message or material (emails, letters, newsletters, social posts, website copy, presentations, performance reports, proposals) for compliance with SEC rules that govern investment advisers — the Marketing Rule (206(4)-1), fiduciary duty / antifraud provisions (206), Books and Records (204-2), and Reg BI where broker-dealer activity applies. Produces a pass/flag/fail markup, required disclosures, a books-and-records scratch-pad entry, and an archiving handoff reminder. Tri
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SKILL.md128 satır
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Kurulum
ÖnerilenTek komut — ajanınız otomatik olarak devreye alır.
Kurulum komutunu görmek için yukarıdan bir AI aracı seçin.
veya
Manuel Kurulum
Daha fazla adımArşivi indirin ve dosyaları projenize manuel olarak ekleyin.
Skill detayları
Versiyonv1.0.0
YazarAnthropic
Kategorisecurity
Skill IDanthropics/claude-for-financial-advisors/skills/compliance
Dosyalar2 dosya
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